Affiliations
First Clearing, LLC
First Clearing, LLC, a non-bank affiliate of Wells Fargo & Company, produces account statements and trade confirms, and provides our firm with other record-keeping, operational, clearing and custodial services. First Clearing is a member of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC), the New York Stock Exchange, the NASDAQ Stock Market, and other major regional stock exchanges.